Mariann Miller joined PFG in August 2019 as a Financial Advisor, bringing years of financial services experience in both planning and regulation. After graduating from the University of Maryland with a B.A. in criminology, Mariann started her career in the financial services industry at FSC Securities Corporation, where she spent 11 years. She then joined the National Association of Securities Dealers, which later became the Financial Industry Regulatory Authority (FINRA), excelling as a regulator in the industry for 20 years. In 2010, she was recruited into the role of Chief Compliance Officer with a SEC Registered Investment Advisor.
In her role as Financial Advisor, Mariann believes in fully educating her clients on all aspects of their financial life. As a former regulator, she takes her fiduciary responsibility very seriously, ensuring that her clients are receiving qualityplanning advice and recommendations based on their unique set of circumstances. Mariann’s client-centric philosophy consists of creating a well-positioned and continuously monitored financial plan that is designed to meet multiple goals over a client’s lifetime.
When she’s not helping clients, she loves spending time with her family, especially her grandchildren. She can even be found helping to coach her grandchildren’s softball team. She also enjoys all things University of Maryland – from supporting their athletic programs to sponsoring various fundraising events.
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